Designated Advisors For Disclosure (DADs) & Principal American Liaisons (PALs)

FINRA Member Firms
Attorneys
ADR Banks
Merriman Holdings Inc.
600 California
9th Floor
San Francisco, CA 94102
www.merrimanco.com/IS/OTCQXAdvisory.php
 
Spencer Grimes
(415) 262-1342
sgrimes@mcfco.com
 
Primary Sectors:
Clean Tech, Consumer, Health Care, Tech, Media, Telecom, Emerging Markets, China, Metals, Mining
Roth Capital Partners, LLC
24 Corporate Plaza -200
Newport Beach, CA 92660
www.rothcp.com
(949) 720-7177
 
Dustin Salem
(949) 375-4564
DSalem@roth.com
 
Primary Sectors:
Consumer, Energy/Industrial Tech, Gaming, Health Care, Technology & Media
Madison Williams and Company
One Market Street
Spear Tower, 35th Floor
San Francisco, CA 94105
www.madisonwilliams.com
 
Stephen Nash
(415) 449-0196
stephen.nash@madisonwilliams.com
 
Primary Sectors:
Energy, Clean Energy, Oilfield Services, Power, Natural Resources, Environmental Services, Industrials and Healthcare
Dahlman Rose & Co., LLC
142 East 57th Street, 18th Floor
New York, NY 10019
www.dahlmanrose.com
 
Matthew Rovelli
(212) 920-2940
mrovelli@dahlmanrose.com
 
Primary Sectors:
Marine Shipping, Exploration & Production, Oil Field Services, Mining, Metals, Energy
Brean Murray, Carret & Co.
570 Lexington Avenue, 11th Floor
New York, NY 10022
www.breanmurraycarret.com
 
Kenneth Kirsch
(212) 702-6656
kenneth.kirsch@bmur.com
 
Primary Sectors:
Consumer Products & Retailing, Health Care & Biotechnology, Natural Resources & Energy, Technology, China
Ladenburg Thalmann & Co. Inc.
4400 Biscayne Boulevard
14th Floor
Miami, FL 33137
www.ladenburg.com
 
Barry E. Steiner
(305) 572-4200
bsteiner@ladenburg.com
 
Primary Sectors:
Consumer and Retail, Health Care (including Biotechnology), Technology, Energy, Emerging Markets
Canaccord Genuity Inc.
99 High Street
Boston, MA 02110
www.canaccordgenuity.com
 
Andy Viles
(617) 371-3900
aviles@canaccordgenuity.com
 
Primary Sectors:
Metals and Mining, Energy, Technology, Life Sciences, Real Estate, Consumer and Industrial Growth
B. Riley & Co., LLC
11100 Santa Monica Blvd.
Suite 800
Los Angeles, CA 90025
www.brileyco.com
 
Sal Kamalodine
(310) 689-2217
skamalodine@brileyco.com
 
Primary Sectors:
Specialty Retail, Tech, Telecom, Financials, Consumer, Industrials, Software & IT Services
C. K. Cooper & Company
18300 Von Karman Ave.
Suite 700
Irvine, CA 92612
www.ckcooper.com
 
Adam B. Connors
(949) 477-9300
aconnors@ckcooper.com
 
Primary Sectors:
Energy, Aerospace & Defense, Healthcare & Biotechnology, Cleantech, and Mining
Hudson Securities, Inc.
111 Town Square Place
Suite 1500A
Jersey City, NJ 07310
www.hudsonsecurities.com
 
Tom Higgins
(201) 706-6013
thiggins@hudsonsecurities.com
 
Primary Sectors:
Airlines, Industrials, Electrical Equipment, Basic Materials, Technology, Healthcare, China, Gaming and Leisure, Media, Telecom, Defense, Transportation, and Energy
Ellenoff Grossman & Schole LLP
370 Lexington Avenue
New York, NY 10017
www.egsllp.com
 
Douglas Ellenoff
(212) 370-1300
ellenoff@egsllp.com
Wyatt, Tarrant & Combs, LLP
PNC Plaza
500 West Jefferson Street
Suite 2800
Louisville, KY 40202
www.wyattfirm.com
 
Robert Lytton Maddox
(502) 562-7230
RMaddox@wyattfirm.com
Sichenzia Ross Friedman Ference LLP
61 Broadway, 32nd Floor
New York, NY 10006
www.srffllp.com
 
Richard Friedman
(212) 930-9700
RFriedman@srff.com
Lurio & Associates, P.C.
Suite 2340, One Commerce Square
2005 Market Street
Philadelphia, PA 19103
www.luriolaw.com
 
Douglas M. Lurio
(215) 665-9300
doug@luriolaw.com
Berenbaum Weinshienk PC
370 Seventeenth Street
Suite 4800
Denver, CO 80202
www.bw-legal.com
 
Victoria B. Bantz
(303) 825-0800
vbantz@bw-legal.com
Keating Muething & Klekamp PLL
One East Fourth St. Suite 1400
Cincinnati, OH 45202-3752
www.kmklaw.com
 
Gary P. Kreider
(513) 579-6400
gkreider@kmklaw.com
Clark Hill PLC
500 Woodward Ave.
Suite 3500
Detroit, MI 48226-3435
www.clarkhill.com
 
John P. Hensien
(313) 965-8300
jhensien@clarkhill.com
Troutman Sanders LLP
405 Lexington Avenue
New York, NY 10174
www.troutmansanders.com
 
William Freedman
(212) 704-6193
william.freedman@troutmansanders.com
The Law Office of Randall J. Perry
44 Union Avenue
Rutherford, NJ 07070
www.randalljperry.com
 
Randall J. Perry
(201) 939-7200
randall@randalljperry.com
Carlsmith Ball LLP
444 South Flower Street, 9th Floor
Los Angeles, CA 90071
www.carlsmith.com
 
Terrence A. Everett
(213) 955-1608
teverett@carlsmith.com
Hinckley, Allen & Snyder LLP
50 Kennedy Plaza, Suite 1500
Providence, RI 02903-2319
www.haslaw.com
 
Stephen J. Carlotti
(401) 274-2000
scarlotti@haslaw.com
Akerman Senterfitt
One Southeast Third Avenue
25th Floor
Miami, FL 33131
www.akerman.com
 
Philip Schwartz
(305) 982-5604
philip.schwartz@akerman.com
Dorsey & Whitney LLP
370 17th Street
Suite 4700
Denver, CO 80202
www.dorsey.com
 
Kenneth Sam
(303) 629-3445
sam.kenneth@dorsey.com
Calfee, Halter & Griswold LLP
1400 KeyBank Center
800 Superior Avenue
Cleveland, OH 44114
www.calfee.com
 
Arthur C. Hall III
(216) 622-8667
ahall@calfee.com
Berns & Berns, Counsellors at Law
767 Third Avenue
New York, NY 10017
www.bernsandberns.com
 
Jim Berns
(212) 332-3320
jberns@bernsandberns.com
Hodgson Russ LLP
140 Pearl Street, Suite 100
Buffalo, NY 14202
www.hodgsonruss.com
 
Richard B. Raymer
(416) 595-2681
rraymer@hodgsonruss.com
Kenneth B. Lerman, P.C.
651 Day Hill Road
Windsor, CT 06095
www.KBLpc.com
 
Ken Lerman
(860) 285-0700
Ken@KBLpc.com
SecuritiesLawUSA, PC
1875 Century Park East
6th Floor
Los Angeles, California 90067
www.seclawusa.com
 
J. Brad Wiggins
(310) 407-8626
bwiggins@seclawusa.com
Anslow + Jaclin LLP
195 Route 9 South
Suite 204
Manalapan, NJ 07726
www.anslowlaw.com
 
Gary S. Eaton
(732) 409-1212
geaton@anslowlaw.com
BNY Mellon
Depositary Receipts Division
101 Barclay Street. 22nd Floor
New York, NY 10286
www.adrbnymellon.com
 
Alexis Vasquez
(212) 815-2077
alexis.vasquez@bnymellon.com
 
Jason Steinberg
(212) 815-3906
jason.steinberg@bnymellon.com
Deutsche Bank
60 Wall Street
New York, NY 10005
www.db.com
 
Issuer Contact:Jessica F. Anderson
(212) 250-3102
jessica.anderson@db.com
 
Broker Contact: Jay X. Berman
(212) 250-1404
jay.x.berman@db.com
Citi
Depositary Receipt Services
388 Greenwich Street, 14th Floor
New York, NY 10013
www.citigroup.com/adr
 
Brian M. Teitelbaum
(212) 816-6853
brian.m.teitelbaum@citi.com
JP Morgan
4 New York Plaza, 14th Floor
New York, NY 10004
www.jpmorgan.com
 
Joseph Dooley
(212) 622-9225
dooley_joseph@jpmorgan.com
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