Applications & Forms
Each advisor must submit a DAD / PAL Application to qualify. The application must be submitted in conjunction with an issuer's application for OTCQX.
Upon admission to the OTCQX, the advisor's name will be included on OTC Markets Group's List of Designated Advisors. When an advisor is included on the List of DADs/PALs, the advisor is not required to re-submit an application to be the designated advisor for subsequent issuers.
Application Forms |
|||
| DAD/PAL Application | Word | ||
| DAD/PAL Agreement | Word | ||
| Appointment of an Investment Bank DAD | Word | ||
| Appointment of an Attorney DAD | Word | ||
| Appointment of an ADR Depositary PAL | Word | ||
| Appointment of an Attorney PAL | Word | ||
| Appointment of an Investment Bank PAL | Word | ||
OTCQX Marketplace Rules |
|||
| OTCQX Rules for U.S. Companies | |||
| OTCQX Rules for International Companies | |||
Issuer Materials |
|||
| OTC Markets Group Guidelines for Providing Adequate Current Information | |||
| OTCQX Application | Word | ||
| OTCQX Agreement | |||
| OTCQX International Application | Word | ||
| OTCQX International Agreement | Word | ||
| Personal Information Form | Word | ||
