- Founding Member
- Merriman Capital, Inc.
- 600 California
- 9th Floor
- San Francisco, CA 94102
- www.merrimanco.com/IS/OTCQXAdvisory.php
-
- Spencer Grimes
- (415) 262-1342
- sgrimes@mcfco.com
-
- Primary Sectors:
- Clean Tech,
Consumer, Health Care, Tech, Media,
Telecom, Emerging Markets, China, Metals, Mining
- Brean Murray, Carret & Co.
- 570 Lexington Avenue, 11th Floor
- New York, NY 10022
- www.breanmurraycarret.com
-
- Richard L. Serrano
- (212) 702-6506
- serranor@bmur.com
-
- Primary Sectors:
- Consumer Products & Retailing, Health Care & Biotechnology, Natural Resources & Energy, Technology, China
- B. Riley & Co., LLC
- 11100 Santa Monica Blvd.
- Suite 800
- Los Angeles, CA 90025
- www.brileyco.com
-
- Sal Kamalodine
- (310) 689-2217
- skamalodine@brileyco.com
-
- Primary Sectors:
- Specialty Retail, Tech, Telecom, Financials, Consumer, Industrials, Software & IT Services
- Canaccord Genuity
- 99 High Street
- Boston, MA 02110
- www.canaccordgenuity.com
-
- Andy Viles
- (617) 371-3900
- aviles@canaccordgenuity.com
-
- Jennifer Joinnides
- (212) 389-8023
- jjoinnides@canaccordgenuity.com
-
- Primary Sectors:
- Metals and Mining, Energy, Agriculture, Technology, Media and Telecommunications, Paper and Forestry Products, Financials, Consumer Products, Real Estate and Hospitality, Transportation and Industrials, Infrastructure, Sustainability & CleanTech, Healthcare and Life Sciences, Support Services, Investment Trusts, Aerospace and Defense, Leisure and Private Equity
- Casimir Capital L.P.
- 546 Fifth Avenue
- Fifth Floor
- New York, NY 10036
- www.casimircapital.com
-
- Joseph Faskowitz
- (888) 744-1922
- jfaskowitz@casimircapital.com
-
- Primary Sectors:
- Metals & Mining and Oil & Gas
- C. K. Cooper & Company
- 18300 Von Karman Ave.
- Suite 700
- Irvine, CA 92612
- www.ckcooper.com
-
- Carl Goltermann
- 949-477-9300
- cgoltermann@ckcooper.com
-
- Primary Sectors:
- Energy, Aerospace & Defense, Healthcare & Biotechnology, Cleantech, and Mining
- Dahlman Rose & Co., LLC
- 1301 Avenue of the Americas, 44th Floor
- New York, NY 10019
- www.dahlmanrose.com
-
- Stephen Nash
- (212) 372-5765
- snash@drco.com
-
- Chris Weekes
- (212) 372-5766
- cweekes@drco.com
-
- Primary Sectors:
- Marine Shipping, Exploration & Production, Oil Field Services, Mining, Metals, Energy, Transportation
- Global Hunter Securities
- 777 3rd Ave 36th floor
- New York, NY 10017
- www.ghsecurities.com
-
- Justin Brown
- (646) 264-5611
- jbrown@ghsecurities.com
-
- Primary Sectors:
- Energy, Metals & Mining, Healthcare, and International
- INTL Trading, Inc.
- 329 Park Avenue North, Suite 350
- Winter Park, FL 32789
- www.intlfcstone.com
-
- Stefan Spath
- (407) 741-5316
- stefan.spath@intltrading.com
-
- Ladenburg Thalmann & Co. Inc.
- 4400 Biscayne Boulevard
- 14th Floor
- Miami, FL 33137
- www.ladenburg.com
-
- Barry E. Steiner
- (305) 572-4200
- bsteiner@ladenburg.com
-
- Primary Sectors:
- Consumer and Retail, Health Care (including Biotechnology), Technology, Energy, Emerging Markets
- Rodman & Renshaw, LLC
- 1251 Avenue of the Americas, 20th Floor
- New York, NY 10020
- www.rodm.com
-
- Tom Higgins
- (212) 356-0531
- thiggins@rodm.com
-
- Primary Sectors:
- Metals & Mining, Oil & Gas, Healthcare, Life Science, Biotechnology, Medical Devices, Specialty Pharma, Technology, Clean Technology, Airlines, Gaming & Leisure, Social Media, Telecom, Aerospace & Defense, Transporation, Shipping
- Roth Capital Partners, LLC
- 888 San Clemente Drive
- Newport Beach, CA 92660
- www.rothcp.com
- (949) 720-7177
-
- PAL Contacts:
- Kyle Floyd
- (949) 720-5767
- kfloyd@roth.com
-
- Greg Giebel
- (949) 720-5701
- ggiebel@roth.com
-
- DAD Contact:
- Jim Stearns
- (206) 607-6789
- jstearns@roth.com
-
- Primary Sectors:
- Consumer, Energy/Industrial Tech, Gaming, Health Care, Technology & Media
- Stifel Nicolaus & Company, Inc.
- 501 N. Broadway
- St Louis, MO 63102
- www.stifel.com
-
- David Fowler
- (416) 815-1545
- dfowler@stifel.com
-
- Justin Bowman
- (443) 224-1253
- jpbowman@stifel.com
-
- Primary Sectors:
- Mining and Energy
- Sunrise Securities Corp.
- 600 Lexington Avenue
- 23rd Floor
- New York, NY 10022
- http://www.sunrisecorp.com/index.htm
-
- Robert Fuchs
- (212) 421-1616
- rf@sunrisecorp.com
-
- Primary Sectors:
- Transportation/Shipping, Energy, Metals/Mining, Technology, Clean Tech, Healthcare, Financial Services, Industrials, Consumer/Retail, Apparel
|
- Founding Member
- Ellenoff Grossman & Schole LLP
- 150 East 42nd Street
- New York, NY 10174
- www.egsllp.com
-
- Douglas Ellenoff
- (212) 370-1300
- ellenoff@egsllp.com
- Akerman Senterfitt
- www.akerman.com
- One Southeast Third Avenue
- 25th Floor
- Miami, FL 33131
- Philip Schwartz
- (305) 982-5604
-
- 750 9th Street, N.W.
- Suite 750
- Washington, DC 20001
- Ernest M. Stern
- (202) 824-1705
- Anslow & Jaclin, LLP
- 195 Route 9 South 2nd Floor
- Manalapan, NJ 07726
- www.anslowlaw.com
-
- Gregg E. Jaclin
- (732) 409-1212
- gjaclin@anslowlaw.com
- Berenbaum Weinshienk PC
- 370 Seventeenth Street
- Suite 4800
- Denver, CO 80202
- www.bw-legal.com
-
- Victoria B. Bantz
- (303) 825-0800
- vbantz@bw-legal.com
- Berns & Berns, Counsellors at Law
- 767 Third Avenue
- New York, NY 10017
- www.bernsandberns.com
-
- Jim Berns
- (212) 332-3320
- jberns@bernsandberns.com
- Burns, Figa & Will, P.C.
- 6400 S. Fiddler's Green Circle, Suite 1000
- Greenwood Village, CO 80111
- www.bfw-law.com
-
- Theresa Mehringer
- (303) 796-2626
- tmehringer@bfw-law.com
- Calfee, Halter & Griswold LLP
- 1400 KeyBank Center
- 800 Superior Avenue
- Cleveland, OH 44114
- www.calfee.com
-
- Arthur C. Hall III
- (216) 622-8667
- ahall@calfee.com
- Carlsmith Ball LLP
- 444 South Flower Street, 9th Floor
- Los Angeles, CA 90071
- www.carlsmith.com
-
- Terrence A. Everett
- (213) 955-1608
- teverett@carlsmith.com
- William Cavalier, Esq.
- 850 Central Parkway East, Suite 105
- Plano, TX 75074
-
- William Cavalier
- (469) 767-8643
- wsc@williamcavalier.com
- Clark Hill PLC
- 500 Woodward Ave.
- Suite 3500
- Detroit, MI 48226-3435
- www.clarkhill.com
-
- John P. Hensien
- (313) 965-8300
- jhensien@clarkhill.com
- Cutler Law Group, P.C.
- 3355 West Alabama
- Suite 1150
- Houston, TX 77098
- www.cutlerlaw.com
-
- M. Richard Cutler
- (713) 888-0040
- rcutler@cutlerlaw.com
- Dorsey & Whitney LLP
- Toronto:
- Brookfield Place, Canada Trust Tower
- 161 Bay Street
- Suite 4310
- Toronto, Ontario, Canada M5J 2S1
- Denver:
- 1400 Wewatta Street
- Suite 400
- Denver, CO 80202
- www.dorsey.com
-
- Kenneth Sam
- (303) 629-3445
- sam.kenneth@dorsey.com
- Greenberg Traurig, LLP
- 1201 K Street Suite 1100
- Sacramento,CA 95814
- www.gtlaw.com
-
- Mark C. Lee
- (916) 442-1111
- leema@gtlaw.com
- Hart & Trinen, LLP
- 1624 Washington Street
- Denver, CO 80203
- www.hartandtrinen.com
-
- Bill Hart
- (303) 839-0061
- harttrinen@aol.com
- Hinckley, Allen & Snyder LLP
- 50 Kennedy Plaza, Suite 1500
- Providence, RI 02903-2319
- www.haslaw.com
-
- Stephen J. Carlotti
- (401) 274-2000
- scarlotti@haslaw.com
- Hodgson Russ LLP
- 140 Pearl Street, Suite 100
- Buffalo, NY 14202
- www.hodgsonruss.com
-
- Robert Olivieri
- (716) 848-1244
- rolivier@hodgsonruss.com
- Horwitz, Cron and Armstrong, LLP
- 26475 Rancho Parkway South
- Lake Forest, CA 92630
- www.hcalawllp.com
-
- Lawrence Horwitz
- (949) 540-6540
- lhorwitz@hcalaw.biz
- Keating Muething & Klekamp PLL
- One East Fourth St. Suite 1400
- Cincinnati, OH 45202-3752
- www.kmklaw.com
-
- Gary P. Kreider
- (513) 579-6400
- gkreider@kmklaw.com
- Kenneth B. Lerman, P.C.
- 100 Pearl Street, 4th Floor
- Hartford, CT 06103
- www.KBLpc.com
-
- Ken Lerman
- (860) 724-7000
- info@KBLpc.com
- Kenneth I. Denos, P.C.
- 10650 South State Street Suite 240
- Draper, UT 84020
-
- Kenneth Denos
- (801) 816-2511
- kdenos@denoslaw.com
- The Lebrecht Group, APLC
- 406 W. South Jordan Parkway
- Suite 160
- South Jordan, UT 84095
- www.thelebrechtgroup.com
-
- Brian A. Lebrecht
- (801) 983-4948
- blebrecht@thelebrechtgroup.com
- Lucosky Brookman LLP
- 33 Wood Avenue South 6th Floor
- Iselin, NJ 08830
- www.lucbro.com
-
- Joseph Lucosky
- (732) 395-4400
- jlucosky@lucbro.com
- Lurio & Associates, P.C.
- Suite 2340, One Commerce Square
- 2005 Market Street
- Philadelphia, PA 19103
- www.luriolaw.com
-
- Douglas M. Lurio
- (215) 665-9300
- doug@luriolaw.com
- McDermott Will & Emery LLP
- 227 West Monroe Street
- Chicago, Illinois 60606
- www.mwe.com
-
- DAD Contact:
- Heidi Steele
- (312) 984-3624
- hsteele@mwe.com
-
- PAL Contact:
- Richard Mitchell
- +44 20 7577 6915
- rmitchell@mwe.com
- McDowell Odom LLP
- 28212 Kelly Johnson Parkway
- Suite 110
- Valencia, CA 91355
- www.mcdowellodom.com
-
- Claudia McDowell
- (661) 414-7125
- claudia@mcdowell-law.net
- O'Melveny & Meyers
- Times Square Tower
- 7 Times Square
- New York, NY 10036
- www.omm.com
-
- Doron Lipshitz
- (212) 326-2000
- dlipshitz@omm.com
- Pierce Atwood LLP
- 254 Commercial Street
- Portland, ME 04101
- http://www.pierceatwood.com
-
- Timothy C. Maguire
- (617) 488-8140
- tmaguire@pierceatwood.com
- Porter Hedges LLP
- 1000 Main Street, 36th Floor
- Houston, TX 77002
- http://www.porterhedges.com
-
- Nick D. Nicholas
- (713) 226-6000
- nnicholas@porterhedges.com
- Pryor Cashman LLP
- 7 Times Square
- New York, NY 10036
- www.pryorcashman.com
-
- Edward Normandin
- (212) 421-4100
- enormandin@pryorcashman.com
- SecuritiesLawUSA, PC
- 1875 Century Park East
- 6th Floor
- Los Angeles, California 90067
- www.seclawusa.com
-
- J. Brad Wiggins
- (310) 407-8626
- bwiggins@seclawusa.com
- Shumaker, Loop & Kendrick, LLP
- 101 E. Kennedy Blvd.
- Suite 2800
- Tampa, FL 33602
- www.slk-law.com
-
- Darrell Smith
- (813) 229-7600
- dsmith@slk-law.com
- Sichenzia Ross Friedman Ference, LLP
- 61 Broadway, 32nd Floor
- New York, NY 10006
- www.srff.com
-
- Richard Friedman
- (212) 930-9700
- RFriedman@srff.com
- Soloway Group, P.C.
- Counselors at Law
- 48 Wall Street
- 11th Floor
- New York, NY 10005
- www.solowaygroup.com
-
- Joshua H. Soloway
- (212) 918-4499
- jsoloway@solowaygroup.com
- Trombly Business Law, PC
- 1320 Centre Street
- Suite 202
- Newton, MA 02459
-
- Amy Trombly
- (617) 243-0060
- amy@tromblybusinesslaw.com
- Troutman Sanders LLP
- 405 Lexington Avenue
- New York, NY 10174
- www.troutmansanders.com
-
- William D. Freedman
- (212) 704-6193
- William.Freedman@troutmansanders.com
-
- Thomas Rose
- (757) 687-7715
- Thomas.Rose@troutmansanders.com
- Wyatt, Tarrant & Combs, LLP
- PNC Plaza
- 500 West Jefferson Street
- Suite 2800
- Louisville, KY 40202
- www.wyattfirm.com
-
- Rick G. Alsip
- (502) 562-7298
- ralsip@wyattfirm.com
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- Founding Member
- BNY Mellon
- Depositary Receipts Division
- 101 Barclay Street. 22nd Floor
- New York, NY 10286
- www.adrbnymellon.com
-
- Alexis Vasquez
- (212) 815-2077
- alexis.vasquez@bnymellon.com
-
- Kristen Resch
- (212) 815-2213
- kristen.resch@bnymellon.com
- Citi
- Depositary Receipt Services
- 388 Greenwich Street, 14th Floor
- New York, NY 10013
- www.citigroup.com/adr
-
- Brian M. Teitelbaum
- (212) 816-6853
- brian.m.teitelbaum@citi.com
- Deutsche Bank
- 60 Wall Street
- New York, NY 10005
- www.db.com
-
- Issuer Contact:Jessica F. Anderson
- (212) 250-3102
- jessica.anderson@db.com
-
- Broker Contact: Jay X. Berman
- (212) 250-1404
- jay.x.berman@db.com
- J.P. Morgan
- 4 New York Plaza, 14th Floor
- New York, NY 10004
- www.jpmorgan.com
-
- Joseph Dooley
- (212) 622-9225
- dooley_joseph@jpmorgan.com
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