Designated Advisors For Disclosure (DADs) & Principal American Liaisons (PALs)

FINRA Member Firms
Attorneys
ADR Banks
Founding Member
Merriman Capital, Inc.
600 California
9th Floor
San Francisco, CA 94102
www.merrimanco.com/IS/OTCQXAdvisory.php
 
Spencer Grimes
(415) 262-1342
sgrimes@mcfco.com
 
Primary Sectors:
Clean Tech, Consumer, Health Care, Tech, Media, Telecom, Emerging Markets, China, Metals, Mining
Brean Murray, Carret & Co.
570 Lexington Avenue, 11th Floor
New York, NY 10022
www.breanmurraycarret.com
 
Kenneth Kirsch
(212) 702-6656
kenneth.kirsch@bmur.com
 
Primary Sectors:
Consumer Products & Retailing, Health Care & Biotechnology, Natural Resources & Energy, Technology, China
B. Riley & Co., LLC
11100 Santa Monica Blvd.
Suite 800
Los Angeles, CA 90025
www.brileyco.com
 
Sal Kamalodine
(310) 689-2217
skamalodine@brileyco.com
 
Primary Sectors:
Specialty Retail, Tech, Telecom, Financials, Consumer, Industrials, Software & IT Services
Canaccord Genuity Inc.
99 High Street
Boston, MA 02110
www.canaccordgenuity.com
 
Andy Viles
(617) 371-3900
aviles@canaccordgenuity.com
 
Primary Sectors:
Metals and Mining, Energy, Technology, Life Sciences, Real Estate, Consumer and Industrial Growth
Casimir Capital L.P.
546 Fifth Avenue
Fifth Floor
New York, NY 10036
www.casimircapital.com
 
Joseph Faskowitz
(888) 744-1922
jfaskowitz@casimircapital.com
 
Primary Sectors:
Metals & Mining and Oil & Gas
Collins Stewart LLC
350 Madison Avenue
New York, NY 10017
www.collinsstewarthawkpoint.com
 
Daniel Mintz
(212) 389-8022
dmintz@collinsstewartllc.com
 
Primary Sectors:
Biotechnology, Internet Media & Commerce, IT Hardware, Media, Medical Devices, Semiconductors, Software, Solar Energy, Specialty Pharmaceuticals, and Telecom
C. K. Cooper & Company
18300 Von Karman Ave.
Suite 700
Irvine, CA 92612
www.ckcooper.com
 
Carl Goltermann
949-477-9300
cgoltermann@ckcooper.com
 
Primary Sectors:
Energy, Aerospace & Defense, Healthcare & Biotechnology, Cleantech, and Mining
Dahlman Rose & Co., LLC
1301 Avenue of the Americas, 44th Floor
New York, NY 10019
www.dahlmanrose.com
 
Stephen Nash
(212) 372-5765
snash@drco.com
 
Chris Weekes
(212) 702-5766
cweekes@drco.com
 
Primary Sectors:
Marine Shipping, Exploration & Production, Oil Field Services, Mining, Metals, Energy, Transportation
Global Hunter Securities
777 3rd Ave 36th floor
New York, NY 10017
www.ghsecurities.com
 
Justin Brown
(646) 264-5611
jbrown@ghsecurities.com
 
Primary Sectors:
Energy, Metals & Mining, Healthcare, and International
INTL Trading, Inc.
329 Park Avenue North, Suite 350
Winter Park, FL 32789
www.intlfcstone.com
 
Stefan Spath
(407) 741-5316
stefan.spath@intltrading.com
 
Ladenburg Thalmann & Co. Inc.
4400 Biscayne Boulevard
14th Floor
Miami, FL 33137
www.ladenburg.com
 
Barry E. Steiner
(305) 572-4200
bsteiner@ladenburg.com
 
Primary Sectors:
Consumer and Retail, Health Care (including Biotechnology), Technology, Energy, Emerging Markets
Rodman & Renshaw, LLC
1251 Avenue of the Americas, 20th Floor
New York, NY 10020
www.rodm.com
 
Tom Higgins
(212) 356-0531
thiggins@rodm.com
 
Primary Sectors:
Metals & Mining, Oil & Gas, Healthcare, Life Science, Biotechnology, Medical Devices, Specialty Pharma, Technology, Clean Technology, Airlines, Gaming & Leisure, Social Media, Telecom, Aerospace & Defense, Transporation, Shipping
Roth Capital Partners, LLC
24 Corporate Plaza -200
Newport Beach, CA 92660
www.rothcp.com
(949) 720-7177
 
PAL Contacts:
Kyle Floyd
(949) 720-5767
kfloyd@roth.com
 
Greg Giebel
(949) 720-5701
ggiebel@roth.com
 
DAD Contact:
Jim Stearns
(206) 607-6789
jstearns@roth.com
 
Primary Sectors:
Consumer, Energy/Industrial Tech, Gaming, Health Care, Technology & Media
Stifel Nicolaus & Company, Inc.
501 N. Broadway
St Louis, MO 63102
www.stifel.com
 
David Fowler
(416) 815-1545
dfowler@stifel.com
 
Justin Bowman
(443) 224-1253
jpbowman@stifel.com
 
Primary Sectors:
Mining and Energy
Sunrise Securities Corp.
600 Lexington Avenue
23rd Floor
New York, NY 10022
http://www.sunrisecorp.com/index.htm
 
Robert Fuchs
(212) 421-1616
rf@sunrisecorp.com
 
Primary Sectors:
Transportation/Shipping, Energy, Metals/Mining, Technology, Clean Tech, Healthcare, Financial Services, Industrials, Consumer/Retail, Apparel
Founding Member
Ellenoff Grossman & Schole LLP
150 East 42nd Street
New York, NY 10174
www.egsllp.com
 
Douglas Ellenoff
(212) 370-1300
ellenoff@egsllp.com
Akerman Senterfitt
One Southeast Third Avenue
25th Floor
Miami, FL 33131
www.akerman.com
 
Philip Schwartz
(305) 982-5604
philip.schwartz@akerman.com
Anslow & Jaclin, LLP
195 Route 9 South 2nd Floor
Manalapan, NJ 07726
www.anslowlaw.com
 
Gregg E. Jaclin
(732) 409-1212
gjaclin@anslowlaw.com
Berenbaum Weinshienk PC
370 Seventeenth Street
Suite 4800
Denver, CO 80202
www.bw-legal.com
 
Victoria B. Bantz
(303) 825-0800
vbantz@bw-legal.com
Berns & Berns, Counsellors at Law
767 Third Avenue
New York, NY 10017
www.bernsandberns.com
 
Jim Berns
(212) 332-3320
jberns@bernsandberns.com
Calfee, Halter & Griswold LLP
1400 KeyBank Center
800 Superior Avenue
Cleveland, OH 44114
www.calfee.com
 
Arthur C. Hall III
(216) 622-8667
ahall@calfee.com
Carlsmith Ball LLP
444 South Flower Street, 9th Floor
Los Angeles, CA 90071
www.carlsmith.com
 
Terrence A. Everett
(213) 955-1608
teverett@carlsmith.com
Clark Hill PLC
500 Woodward Ave.
Suite 3500
Detroit, MI 48226-3435
www.clarkhill.com
 
John P. Hensien
(313) 965-8300
jhensien@clarkhill.com
Cutler Law Group, P.C.
3355 West Alabama
Suite 1150
Houston, TX 77098
www.cutlerlaw.com
 
M. Richard Cutler
(713) 888-0040
rcutler@cutlerlaw.com
Dorsey & Whitney LLP
Toronto:
Brookfield Place, Canada Trust Tower
161 Bay Street
Suite 4310
Toronto, Ontario, Canada M5J 2S1
Denver:
1400 Wewatta Street
Suite 400
Denver, CO 80202
www.dorsey.com
 
Kenneth Sam
(303) 629-3445
sam.kenneth@dorsey.com
Hart & Trinen, LLP
1624 Washington Street
Denver, CO 80203
www.hartandtrinen.com
 
Bill Hart
(303) 839-0061
harttrinen@aol.com
Hinckley, Allen & Snyder LLP
50 Kennedy Plaza, Suite 1500
Providence, RI 02903-2319
www.haslaw.com
 
Stephen J. Carlotti
(401) 274-2000
scarlotti@haslaw.com
Hodgson Russ LLP
140 Pearl Street, Suite 100
Buffalo, NY 14202
www.hodgsonruss.com
 
Richard B. Raymer
(416) 595-2681
rraymer@hodgsonruss.com
Horwitz, Cron and Armstrong, LLP
26475 Rancho Parkway South
Lake Forest, CA 92630
www.hcalawllp.com
 
Lawrence Horwitz
(949) 540-6540
lhorwitz@hcalaw.biz
Keating Muething & Klekamp PLL
One East Fourth St. Suite 1400
Cincinnati, OH 45202-3752
www.kmklaw.com
 
Gary P. Kreider
(513) 579-6400
gkreider@kmklaw.com
Kenneth B. Lerman, P.C.
100 Pearl Street, 4th Floor
Hartford, CT 06103
www.KBLpc.com
 
Ken Lerman
(860) 724-7000
info@KBLpc.com
The Lebrecht Group, APLC
406 W. South Jordan Parkway
Suite 160
South Jordan, UT 84095
www.thelebrechtgroup.com
 
Brian A. Lebrecht
(801) 983-4948
blebrecht@thelebrechtgroup.com
Lurio & Associates, P.C.
Suite 2340, One Commerce Square
2005 Market Street
Philadelphia, PA 19103
www.luriolaw.com
 
Douglas M. Lurio
(215) 665-9300
doug@luriolaw.com
McDowell Odom LLP
28212 Kelly Johnson Parkway
Suite 110
Valencia, CA 91355
www.mcdowellodom.com
 
Claudia McDowell
(661) 414-7125
claudia@mcdowell-law.net
O'Melveny & Meyers
Times Square Tower
7 Times Square
New York, NY 10036
www.omm.com
 
Doron Lipshitz
(212) 326-2000
dlipshitz@omm.com
Pryor Cashman LLP
7 Times Square
New York, NY 10036
www.pryorcashman.com
 
Edward Normandin
(212) 421-4100
enormandin@pryorcashman.com
SecuritiesLawUSA, PC
1875 Century Park East
6th Floor
Los Angeles, California 90067
www.seclawusa.com
 
J. Brad Wiggins
(310) 407-8626
bwiggins@seclawusa.com
Shumaker, Loop & Kendrick, LLP
101 E. Kennedy Blvd.
Suite 2800
Tampa, FL 33602
www.slk-law.com
 
Darrell Smith
(813) 229-7600
dsmith@slk-law.com
Sichenzia Ross Friedman Ference, LLP
61 Broadway, 32nd Floor
New York, NY 10006
www.srff.com
 
Richard Friedman
(212) 930-9700
RFriedman@srff.com
Soloway Group, P.C.
Counselors at Law
48 Wall Street
11th Floor
New York, NY 10005
www.solowaygroup.com
 
Joshua H. Soloway
(212) 918-4499
jsoloway@solowaygroup.com
Trombly Business Law, PC
1320 Centre Street
Suite 202
Newton, MA 02459
 
Amy Trombly
(617) 243-0060
amy@tromblybusinesslaw.com
Troutman Sanders LLP
405 Lexington Avenue
New York, NY 10174
www.troutmansanders.com
 
William Freedman
(212) 704-6193
william.freedman@troutmansanders.com
Wyatt, Tarrant & Combs, LLP
PNC Plaza
500 West Jefferson Street
Suite 2800
Louisville, KY 40202
www.wyattfirm.com
 
Rick G. Alsip
(502) 562-7298
ralsip@wyattfirm.com
Founding Member
BNY Mellon
Depositary Receipts Division
101 Barclay Street. 22nd Floor
New York, NY 10286
www.adrbnymellon.com
 
Alexis Vasquez
(212) 815-2077
alexis.vasquez@bnymellon.com
 
Wendy Katz
(212) 815-2245
wendy.katz@bnymellon.com
Citi
Depositary Receipt Services
388 Greenwich Street, 14th Floor
New York, NY 10013
www.citigroup.com/adr
 
Brian M. Teitelbaum
(212) 816-6853
brian.m.teitelbaum@citi.com
Deutsche Bank
60 Wall Street
New York, NY 10005
www.db.com
 
Issuer Contact:Jessica F. Anderson
(212) 250-3102
jessica.anderson@db.com
 
Broker Contact: Jay X. Berman
(212) 250-1404
jay.x.berman@db.com
J.P. Morgan
4 New York Plaza, 14th Floor
New York, NY 10004
www.jpmorgan.com
 
Joseph Dooley
(212) 622-9225
dooley_joseph@jpmorgan.com
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