Application Forms
The OTCQX platform provides a compelling option for a diverse range of companies.
Companies that should join OTCQX:
- Existing domestic issuers trading in the OTC market that are seeking premium status and have the ability to disclose audited financial results to investors.
- Smaller companies currently listed on the NYSE, AMEX or NASDAQ that are voluntary delisting while seeking to maintain secondary market liquidity and transparency to their existing shareholders.
- Venture-backed growth companies that do not yet have the scale of operations for an exchange listing but wish to offer enhanced liquidity to current-investors as they execute their growth plans.
Application Forms |
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| OTCQX Application | Word | |
| OTCQX Agreement for U.S. Companies | Word | |
| Appointment of an Investment Bank DAD | Word | |
| Appointment of an Attorney DAD | Word | |
| DAD/PAL Application | Word | |
| DAD/PAL Agreement | Word | |
| Personal Information Form | Word | |
Additional Forms |
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| OTCQX Rules for U.S. Companies | ||
| OTCQX U.S. Disclosure Guidelines | ||
| Additional Disclosure for Mining Companies | ||
| Additional Disclosure for Oil & Gas Companies | ||
| Additional Disclosure for Real Estate Companies | ||
